Response to all the points raised so far
OK, here's what I have to say on what bofors has posted so far. Some of this probably duplicates the work of other posters, but I don't think it hurts to establish consensus on these things. Warning: Long post.
Bazant and Zhou's paper is generally taken as evidence that the collapse of the Twin Towers, once initiated, would be expected to progress total collapse. In this context (and this is clear to a reasonable reader of the paper), the details of collapse initiation included are understandably brief and speculative, and for more detail the NIST report should be consulted. It's in this context that I'm assessing the criticisms of the paper from bofors.
The first couple of points address not the content, but the standard of peer reviewing, of the paper.
Point 1. This paper was "rapid communication". It actually appears to have been only written in less that two days, published on 9/13/01:
http://web.archive.org/web/200110310...ews/200109wtc/
Incorrect on the publication date. The paper was written and submitted in two days but was published in the January 2002 edition, leaving ample time for peer review. The paper is described as a "Rapid Communication", a generally accepted format for bringing preliminary or timely scientific results to the notice of the scientific community with predetermined acceptance and review criteria.
So,
Point 1.1. Bazant & Zhou (2002) was not carefully crafted and well thought out, but something hastily thrown together in a matter of hours.
This is not a comment on the content of the paper and so is irrelevant.
Point 1.2. Bazant & Zhou (2002) was not subject to a normal peer review process and probably received no peer review at all.
This is an assertion without proof.
Point 2. Bazant and Zhou were forced to include an "Addendum" (pages 6-7) which answers six questions about the paper from skeptics in the structural engineering community. This appears to be the only "peer review" the paper received.
The fact that questions were raised and an addendum was included to answer them is prima facie evidence of peer review. To present it as evidence of the absence of peer review is absurd.
From points 1 & 2, we can conclude that this paper should not be described as being "peer reviewed" as the evidence indicates that it was not. This is obviously a low quality paper on its face.
Rejected as being unsupported by the evidence presented.
The next group of points addresses the first section of the paper, which is
presented as a likely scenario for collapse initiation and appears to be present mainly to lend context to the analysis of the progression from initiation to global collapse that forms the core of the paper. As such, detailed criticism of this section is rather futile, as the collapse initiation has been analysed in far more detail by NIST, whose work inevitably supersedes that of Bazant and Zhou.
Point 3. In their abstract, Bazant & Zhou claim they only provide a "simplified approximate" analysis here, so in no way does this paper represent anything approaching precise and thorough explanation for the "collapse" of the WTC buildings. NIST deliberately committed a grave error by simply defering the very serious question of "gobal collapse" mechanism to this paper.
This is not a valid criticism of the paper, which makes no claim to be anything other than a simplified approximate analysis. The vast majority of scientific analysis proceeds by way of simplified approximations that are nevertheless sufficiently good to explain observation and predict future behaviour. To demand an exact analysis in every case is to render the vast majority of scientific and engineering problems intractable, and hence to negate the usefulness of science altogether. This is a theme that surfaces again and again in these criticisms. It is not a valid criticism to comment that a paper has made simplified assumptions, when those assumptions have been fully described and justified within the paper.
Point 4. Bazant & Zhou assume "prolonged heating" initiated the "collapse" of the twin towers, but despite providing five multi-part figures they show no Time-Temperate Curves as neccessary to understand the behavior of steel in fires:
http://en.wikipedia.org/wiki/Fire-resistance_rating Furthermore, Bazant & Zhou fail to mention any Time-Temperate Curve data in paper what-so-ever. From the lack of Time-Temperate Curves or data it is hard to understand how Bazant & Zhou could have provided any model for "collapse" stemming from "prolonged heating".
Bazant and Zhou do not in fact discuss collapse initiation in any great detail. Their analysis is aimed at understanding the question of why collapse initiation leads to global collapse. In effect, bofors is criticising Bazant and Zhou for not doing NIST's job, and NIST for not doing Bazant and Zhou's job. Neither of these criticisms has any bearing on the overall understanding of events based on the combination of both.
Point 5. Bazant & Zhou claim that a "majority" of columns need to "lose their load carrying capacity" on a single floor to ensure "total collapse", however the authors fail to provide any equation to support this assertation. In fact, of the eight equations explicitly listed, none even use the number of columns (failed or otherwise) as a variable. Furthermore, no where in the paper do Bazant & Zhou even attempt to explain why a simple "majority" of columns are needed to fail in order for "global collapse" to ensue.
The use of the word "majority" in quotes is misleading as Bazant and Zhou actually say "Once more than half the columns... suffer buckling". This is presented as "the likely scenario of failure" rather than as a predictive model of collapse initiation. Nor is it stated how many more than half the columns must fail; the concept being described is simply that collapse must commence when a sufficient number of columns no longer support the weight of the building. This is an obvious conclusion that needs no further explanation except in the face of wilful obfuscation. This point, as a detail to be included in a predictive model of collapse initiation, is not relevant to a discussion of why collapse initiation leads to global collapse.
Note also that the final section of the addendum includes an expression where the number of failed columns is included as a parameter, so the above statement is factually incorrect.
Point 6. Bazant & Zhou claim that columns "lose their load carrying capacity", but no where in the paper do the authors even attempt to show which columns are supposed to have done so. Moreover, since Bazant & Zhou explictly ignore the possibility of column facture, all columns should obviously retain some "load carrying capacity".
Again, this is wilful obfuscation of the obvious observation that there must exist some level of column failure at which the upper part of the building is no longer supported. This point, as a detail to be included in a predictive model of collapse initiation, is not relevant to a discussion of why collapse initiation leads to global collapse.
Point 7. Bazant & Zhou claim that heating lowered the yield strength of the column materials, but no where do they provide any numerical estimates of any yield strength.
Again, this is a criticism of Bazant and Zhou for not carrying out NIST's job. The statement that heating lowers the yield strength of steel is simply a statement of a well-known property of steel and needs no explanation. This point, as a detail to be included in a predictive model of collapse initiation, is not relevant to a discussion of why collapse initiation leads to global collapse.
Point 8. Bazant & Zhou claim viscoelastic creep lead to buckling, however they provide no equations for creep, nor do they discuss creep further in the paper. Moreover, the authors fail to explain the relationship between creep and yield strength.
This point, as a detail to be included in a predictive model of collapse initiation, is not relevant to a discussion of why collapse initiation leads to global collapse.
Point 9. Bazant & Zhou claim a "likely scenario of failure" but provide absolutely no estimates of probability for any failure scenarios, nor do they even bother to consider other possible failure scenarios.
Again, Bazant and Zhou are not analysing collapse initiation in detail. Estimates of probability for different failure scenarios are not a particularly relevant concept for discussing past events. Consideration of other failure scenarios is not relevant to the question of whether global collapse follows on from the initial failure.
Point 10 Bazant & Zhou claim their model is for "sustained temperatures apparently exceeding 800°C", however, actual tests of uninsulated steel show temperatures never exceed 360°C. Furthermore, NIST's report indicates by paint analysis that only three out of sixteen perimeter columns examined reached temperatures above 250°C and neither two core columns examined reached temperatures above 250°C. Moreover, NIST metallography showed no evidence of temperature higher than 600°C.
NIST's subsequent detailed fire analysis and experimental work has determined a reasonable set of bounds on the temperatures of the steel columns as a function of location, and despite the attempts at misrepresentation of their results given here, they result in a prediction of collapse initiation.
Point 11. Without providing any quantitative basis, model or even an estimate, Bazant & Zhou claim a significant portion of steel-insulation was dislocated.
Bazant and Zhou make no such claim, as a correct reading of the quote included with the original post will make clear. This is overt misrepresentation.
Point 12. Bazant & Zhou fail to provide any consideration of the amount of air flow that would have been required for any fire to reach 800°C in 56 minutes.
Again, this is an attempt to criticise Bazant and Zhou for not doing NIST's job. It is a little unclear what is the suggestion here, as NIST's fire modelling finds ample airflow for these fire temperatures, which are well within reasonable limits for an office contents fire, and there is an abundant source of airflow from the large holes in the building perimeter created by the aircraft impact.
At this point, the criticism finally moves to the important part of the paper, the analysis of the events following collapse initiation.
Point 13. Bazant & Zhou claim failure proceeds by many floors at time, however, the demolition waves clearly visible in the "collapse" video indicates some other process is under way.
The use of the term "demolition waves" is itself a blatant attempt at implying the conclusion that the WTC towers were demolished. What is visible in the collapse video is the emission of large quantities of dust and debris in a roughly floor-by-floor sequence as the building collapses, as would be expected from impacts between floor slabs as they collapse.
This does not necessarily give much information on the behaviour of the support columns, which were known to have fractured largely at their connection points into three-storey lengths. This latter observation effectively proves that the collapses of the support columns were inherently multi-storey processes.
Point 14. Bazant & Zhou claim the failure mechanism is characterized by buckling that "probably span[] the height of many floors", yet no such multi-story buckles were found in the debris. Moreover, the debris columns are largely buckle-free.
Since the column welds are expected to be substantially weaker than the column sections, the expected failure mode would be for initial elastic multi-storey buckles, followed by failure at the welds. If, in this process, the welds failed before the column sections began to buckle inelastically, then the debris columns would not be permanently deformed and would indeed be buckle-free. However, this failure mode would allow the collapse to progress much more easily than that assumed by Bazant and Zhou, who effectively assume homogeneous columns throughout the height
of the building. In other words, Bazant and Zhou have deliberately made a set of assumptions which make the building unrealistically resistant to collapse, yet find that collapse still ensues. This point strengthens the rigour of their analysis rather than invalidating it.
Point 15. Despite stating that buckling quickly leads to fracture, the authors fails consider any role that fracture might play in the "collapse" mechanism such as leading to the building-top tipping over.
This point is so poorly stated as to be almost meaningless. Fracture is exlicitly discussed at several points in the paper, and it is explained that only plastic failure will be examined in detail as this is more optimistic to survival. The impossibility of the building top falling off will be discussed below.
Point 16. Bazant & Zhou fail to even consider why multi-column perimeter sections can be seen peeling off the sides of tower during "collapse".
This is simply untrue. Bazant and Zhou specifically use this observation in paragraph 2 of the section "Analysis of Inelastic Energy Dissipation" to support their identification of the failure modes of the structure. Would bofors also like to explain why "multi-column perimeter sections... peeling off the sides of tower during collapse" is consistent with the assertion in point 13 that collapse videos indicate that multi-floor failures do not occur?
Point 17. Bazant & Zhou fail to even consider how steel sections of up to 10 tons are ejected during the "collapse" and lodged in adjacent buildings.
This, again, is simply untrue. See fig. 1 stage 5. Although this is hardly relevant to the discussion of whether global collapse ensues, it is clear that this effect arises from a combination of glancing impacts and "the upper part possibly getting wedged inside an emptied lower part of the framed tube" as stated on the first page of the Communication.
Point 18. Bazant & Zhou fail to even consider how all of the concrete is pulverized in dust, nor the energy required to do so.
The assertion that "all of the concrete is pulverized in dust" is neither supported by evidence nor sufficiently quantitative to be of any value. The discussion of the energy required to do so is irrelevant to the question of whether global collapse ensues, since, if the support columns are unable to resist collapse, any amount of un-pulverised concrete will not do so as long as it is only present in a series of vertically separated floor slabs.
Point 19. Bazant & Zhou fail any details of the mechanism of the clearly systematic floor by floor failure in terms of perimeter columns, core columns and trusses. Exactly how these parts interact with each other is left unconsidered.
As the authors state, "For our purpose, we may assume that all the impact forces go into the columns and are distributed among them equally. Unlikely though such a distribution may be, it is nevertheless the most optimistic hypothesis to make because the resistance of the building to the impact is, for such a distribution, the highest. If the building is found to fail under a uniform distribution of the impact forces, it would fail under any other distribution." This statement justifies the failure to consider the detailed structire of the building, as such structural details could only make global collapse easier to achieve.
Point 20. Bazant & Zhou fail to elucidate or even propose what the "decisive initial trigger" was for either of the twin towers.
This returns to the error of points 3-12, in that it attempts to criticise a paper whose aim is to show that collapse initiation leads to global collapse by stating that the paper does not model collapse initiation in sufficient detail.
Points 21 to 23 appear to be rooted in a wilful refusal to understand the discussion in progress in the paper. In general, Bazant and Zhou describe a simplification they have made to the scenario under consideration, then justify that simplification on the basis that it will make collapse either less likely or no more likely. Bofors simply ignores the justification and states that the presence of any simplification is an error.
Point 21. Bazant & Zhou claim the "collapse" mechanism is "very complicated" yet they proceed with "elementary calculations".
This can be likened to the approach of any branch of science that approaches an intractably complex situation by making simplifications. This level of criticism is equivalent to suggesting that thermodynamics is inadequate to describe the operation of a simple piston engine because it fails to compute the trajectory of individual gas molecules through the entire system. It is fundamental to science that properly formulated simplifications permit meaningful analysis of complex systems, and to deny this is to reject the majority of scientific understanding.
Point 22. Bazant & Zhou claim that "clarification [of the post-initialization failure process] would require large computer simulations" but do none (and neither does NIST).
This is an extraordinarily odd criticism. If Bazant and Zhou had carried out such simulations then it would be absurd for their paper to point out that such simulations would be required. At no point is it established that it would be possible to carry out such simulations at the present state of the art of computer modelling.
Point 23. Bazant & Zhou claim "the distribution of impact forces... is highly nonuniform" yet explicitly assume perfect uniformity in their failure model.
Again, this is one of the "simplifying assumptions most optimistic in regard to survival" that are made. Nonuniformity of impact forces will lead to substantial eccentric loadings on steel columns, which they are less able to resist than the symmetrical loadings predicted by a uniform failure model. Again, bofors is attacking Bazant and Zhou for making conservative assumptions concerning the likelihood of collapse.
Point 24. Bazant & Zhou claim the individual "collapse" of columns must have caused the entire towers to failure, but ductile steel columns simply do not "collapse" per se, no they buckle, bend and break instead.
This is simply quibbling; the semantic distinction between "collapse" and "buckle, bend and break" is of no great relevance here. A column that buckles loses a sufficiently large proportion of its strength that its ability to resist collapse is negligible, a column that bends will inevitably go on under an increasing load to buckle, and a column that breaks has collapsed. This objection is therefore absurd.
Point 25. If a simple "majority of columns of one floor" have collapsed, the tower must be tilting. Repetition of this process means that the tilt angle would increase floor-by-floor. The angular momentum of this tilting would accelerate the tilting speed and the building-top would evenetually fall off.
The first sentence is an assertion without proof. The remainder of the point, coming from a critic who accuses Bazant and Zhou of over-simplification and of publishing results without significant justification, is reprehensible. It should also be noted that, once the columns of one floor have been severed - which they must have been in order for the upper block to begin to fall - there is no longer any connection present between the upper and lower blocks capable of exerting a lateral force on the falling block, which must then simply rotate about its centre of mass. The
tilting referred to could not therefore lead to the top falling off, as there is no transverse force available to move it laterally. This is addressed in detail in Appendix 2, which bofors appears not to have read.
Point 26. Bazant & Zhou claim to have used "most optimistic" assumptions, yet proceed to develop a model derived from the pessimistic assumptions of sustained 800oC temperatures and significant loss of fireproofing material.
Again the error of points 3-12; the assumptions of 800ºC and loss of fireproofing play no part in the analysis of whether collapse initiation would lead to global collapse.
Point 27. Bazant & Zhou claim that the building-bottom can be considered a one-dimensional elastic spring for a "short time", however they do not say how long this time is.
This indicates that bofors has made no attempt to understand the paper. Bazant and Zhou state that there is an elastic compression phase, and find that "it is obvious that the elastically calculated forces in columns caused by the vertical impact of the upper part must have exceeded the load capacity of the lower part by at least an order of magnitude". The duration of the elastic phase is irrelevant to this conclusion.
Point 28. Bazant & Zhou claim the one-dimensional elastic spring approximation is valid "after the elastic wave generated by the vertical impact has propagated to the ground." It is not clear if this a typo or not, it seems that they mean "before" not "after".
This is not a criticism but a misunderstanding by bofors. Bazant and Zhou make it clear later in the section that the printed meaning is correct. Once the elastic wave has propagated to the ground, the entire building can be taken to react as a spring (the most optimistic assumption for resisting collapse). Elsewhere they calculate the instantaneous elasic response which is appropriate for times short compared with the time for the elastic wave to propagate to the ground.
Point 29. Bazant & Zhou fail to a use a more optimistic two-dimensional model here where the building-bottom could bend and the building-top fail off.
This is because such a model is not physically feasible. The idea that the bottom of the building could bend over so far as to allow the top to fall off is laughably absurd. The question of rotation of the upper block is discussed in detail in Appendix 2, which bofors still appears not to have read.
Point 30. Bazant & Zhou fail to a use a more optimistic (and realistic) model where plastic deformation also occurs instead of merely elastic.
This is the most ridiculously untrue statement encountered so far. The longest section of the paper considers plastic deformation of the structure. The fact that bofors is able to make this assertion is hard to understand; overall, the central thrust of the entire paper is the plastic response of the structure to the impact from the falling block.
Point 31. Bazant & Zhou fail to a use a more optimistic (and realistic) model where the building top is also spring-like.
The reaction of columns in the upper block is discussed in the addendum. Since the elastic and plastic responses of the upper block do not affect its gravitational potential energy, which must be dissipated by deformation of the lower block, the behaviour of the upper block cannot have a significant effect on that of the lower block.
Point 32. Bazant & Zhou again note that the distribution of forces and materials properties "vary greatly", yet pessimistically (and unrealistically) assume they are uniform, which would act to stop the building-top from tipping over and falling off the bottom.
Again, the question of the top falling off is addressed in Appendix 2, which I urge bofors to read at some point in his life. The assertion that a uniform model is pessimistic is not only unjustified but is completely contrary to Bazant and Zhou's statement that this is an assumption "most optimistic in regard to survival", in that a uniform structure cannot have any weak points where collapse would be most able to propagate.
To summarise, the 35 criticisms (including sub-points and summaries) levelled so far by Bofors can be categorised as follows:
Irrelevant - 3 (do not address the paper itself or make no sense)
Irrelevant to scope - 10 (discuss collapse initiation, rather than collapse progression)
Answered in text - 7 (Claim is that the paper does not discuss something it does, in fact, discuss)
Misleading - 4 (Claim is that the paper makes a claim it does not, in fact, make, or misrepresents evidence to claim it disagrees with the paper's conclusions)
Generally invalid - 6 (Criticises the paper for making assumptions which are stated and justified within the paper)
Semantic quibbling - 1 (definition of collapse)
Self-contradictory - 1 (peer review comments disprove the existence of peer review)
Contradicts another point - 1 (plus one listed elsewhere)
Unproven assertion - 1 (The paper was not peer reviewed)
Reading error by critic - 1
Valid criticisms so far - 0
I'll await the remaining points with more resignation than anticipation.
Dave